FINRA imposes $375k fine on Aegis Capital Corp
Aegis Capital Corp has agreed to pay a fine of $375,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
AEGIS
Aegis Capital Corp to pay $275k fine for alleged violations of FINRA rules
Aegis Capital Corp has agreed to pay a fine of $275,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
AEGIS Hedging Solutions names Ryan Vaile its Chief Growth Officer
AEGIS Hedging Solutions today announced the appointment of Ryan Vaile to the role of Chief Growth Officer.
AEGIS SEF boasts 18 Dealers and nearly 330 commercial end users
AEGIS SEF has provided an update on its financial counterparty (Dealer) participation and first quarter 2023 trading activity.
AEGIS SEF boasts 15 financial counterparies, new approvals in Canada
AEGIS SEF has provided an update on financial counterparty participation, February trading activity, and new approvals in Canada.
AEGIS launches electronic hedge recommendations and approvals through its software platform
AEGIS Hedging Solutions launches electronic hedge recommendations and approvals through its software platform.
AEGIS SEF updates on transaction activity in its first full quarter of operations
AEGIS Swap Execution Facility (AEGIS SEF) today provided an update on transaction activity in its first full quarter of operations.
AEGIS Hedging appoints Steve Resnick as Chief Customer Officer
AEGIS Hedging Solutions names Steve Resnick to the newly created position of Chief Customer Officer.
AEGIS Hedging acquires Emission Advisors
AEGIS Hedging expands its environmental market capabilities with the acquisition of Emission Advisors.
AEGIS comments on SEF registration requirements for certain CTAs
AEGIS Hedging Solutions comments on the advisory issued by the CFTC regarding the need for certain CTAs to register as SEFs.
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