German watchdog imposes €1.65M fine on Barclays
Germany’s Federal Financial Supervisory Authority (BaFin) announced today that it has imposed an administrative fine of €1,650,000 on Barclays PLC.
BaFin News
German watchdog fines DLT Securities for AML rule violations
The German Federal Financial Supervisory Authority (BaFin) has imposed three fines totaling €140,000 on DLT Securities GmbH.
German regulator imposes €560k in fines on flatexDEGIRO Bank
Germany’s Federal Financial Supervisory Authority has imposed two administrative fines amounting to €560,000 on flatexDEGIRO Bank AG.
German regulator orders Standard Chartered Bank AG to ensure proper business organization
Standard Chartered Bank AG, headquartered in Frankfurt am Main, must ensure that its business organization is properly organized.
German regulator imposes additional capital requirements on Tradegate AG
The German Federal Financial Supervisory Authority (BaFin) has issued an order directing Tradegate to comply with additional capital requirements.
BaFin imposes €45M fine on J.P. Morgan SE
Germany’s Federal Financial Supervisory Authority (BaFin) has imposed an administrative fine of 45 million euros on J.P. Morgan SE.
Germany’s BaFin intervenes in Turbo certificates trading
BaFin’s product intervention measure restricts the marketing, distribution, and sale of Turbo certificates to retail investors in Germany.
BaFin imposes administrative fine of EUR 3.3M on Varengold Bank
The German BaFin has identified serious shortcomings at Varengold Bank AG in the prevention of money laundering and terrorist financing.
Germany’s BaFin to restrict trading in Turbos as retail losses top €3.4 billion
BaFin will accept comments on its planned product intervention measure on Turbos until July 3, 2025.
German Court imposes prison sentence in insider trading case
According to BaFin, defendant had traded shares and derivatives from various issuers between May 2018 and February 2020.
