Seaport Global Securities to pay $125k fine for alleged FINRA rule violations
Seaport Global Securities LLC has agreed to pay a fine of $125,000 as a part of a settlement with FINRA.
Maria Nikolova featured, FINRA, Seaport Global Securities 0 Comments
Seaport Global Securities LLC has agreed to pay a fine of $125,000 as a part of a settlement with FINRA.
NYK Line, a global shipping and logistics company in Japan, has gained access to CLSSettlement as a third-party participant.
2024 milestones for Liquidnet include record $40 million block trade in Hong Kong and successful rollout of its VWAP Cross solution in three additional markets.
Japan’s Securities Dealers Association today issued a fine of 30 million yen against Nomura Securities Co., Ltd.
Osaka Exchange, Inc. (OSE) today issued a fine of 60 million yen against Nomura Securities Co., Ltd.
The new fund aims to track the newly created index J.P. Morgan Saudi Arabia Aggregate Index, developed in close collaboration with SSGA.
Trading Technologies will offer access to the European power market Nord Pool for intraday trading starting in December.
State Street Global Advisors today announced an extension of its Aristocrats range with the launch of two new ETFs.
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Seaport Global Securities LLC has agreed to pay a fine of $125,000 as a part of a settlement with FINRA.
NYK Line, a global shipping and logistics company in Japan, has gained access to CLSSettlement as a third-party participant.
2024 milestones for Liquidnet include record $40 million block trade in Hong Kong and successful rollout of its VWAP Cross solution in three additional markets.
Japan’s Securities Dealers Association today issued a fine of 30 million yen against Nomura Securities Co., Ltd.
Osaka Exchange, Inc. (OSE) today issued a fine of 60 million yen against Nomura Securities Co., Ltd.
The new fund aims to track the newly created index J.P. Morgan Saudi Arabia Aggregate Index, developed in close collaboration with SSGA.
Trading Technologies will offer access to the European power market Nord Pool for intraday trading starting in December.
State Street Global Advisors today announced an extension of its Aristocrats range with the launch of two new ETFs.
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FNG NEWSLETTER
With FNG's Newsletter you'll get all the latest breaking FX Industry news stories - in a concise daily email, directly to your Inbox.
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