Dieter Wemmer to step down from UBS Board
The UBS Board of Directors announced today that Dieter Wemmer will not stand for re-election to the Board of Directors of UBS Group AG.
UBS
FINRA imposes $100k fine on UBS Financial Services
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From July 18, 2016, through July 23, 2021, UBS failed to include the NTBC indicator when reporting 91,059 municipal securities transactions.
BoD of UBS and Credit Suisse approve execution of merger of UBS AG and Credit Suisse AG
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The Boards of Directors of UBS Group AG, UBS AG and Credit Suisse AG approved execution of a merger of UBS AG and Credit Suisse AG.
UBS, SBI, DBS launch live repo transaction with natively-issued digital bond on public blockchain
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UBS, SBI and DBS have launched the world’s first live repurchase transaction with a natively-issued digital bond on a public blockchain.
UBS sells 51% stake in UBS Hana Asset Management to Hana Securities
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UBS has completed the sale of its 51% stake in UBS Hana Asset Management to Hana Securities.
Boards of Directors of UBS Switzerland AG and Credit Suisse (Schweiz) AG to be restructured
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The Boards of Directors of UBS Switzerland AG and Credit Suisse (Schweiz) AG will be restructured and harmonized.
CME fines UBS Securities for alleged violations of CBOT rules
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The Clearing House Risk Committee found that UBS Securities LLC violated CBOT Rules 930.E.1, 930.E.2., 930.F., and 971.A.
UBS goes live on Broadridge’s sponsored repo solution built on DLR platform
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DLT powered solution built on Broadridge’s distributed ledger repo platform drives cost savings and reduces operational risk for clients.
UBS aims to fully integrate Credit Suisse’s Swiss Bank
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Today, 31 August 2023, UBS has announced its decision to fully integrate Credit Suisse’s Swiss Bank.
UBS to pay more than $1.4bn to resolve RMBS matter with DOJ
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UBS has reached an agreement with the United States Department of Justice (DOJ) to settle a legacy matter from 2006-2007.
