Robinhood fined $26M (+$3.75M restitution) for AML and other violations
Robinhood Financial and Robinhood Securities failed to establish a reasonable supervisory system to comply with FINRA rule obligations.
Robinhood Financial and Robinhood Securities failed to establish a reasonable supervisory system to comply with FINRA rule obligations.
Robinhood Financial LLC has agreed to pay up to $10.2 million in penalties for operational and technical failures that harmed main street investors