Broadridge to use DTCC’s new process for submitting corporate actions reorg instructions
Broadridge will connect to DTCC’s automated process for submitting instructions for voluntary corporate actions in ISO 20022 format.
regtech
Broadridge to provide end-to-end proxy vote confirmation to public co shareholders
proxy voting solution, regtech
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Broadridge will provide end-to-end proxy vote confirmation this year to all shareholders of the U.S. public companies whose votes it tabulates.
Sheer Markets selects Muinmos for automated onboarding and client KYC
KYC solutions, Muinmos, regtech, Sheer Markets
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Muinmos uses algorithmic rule-based AI and machine learning to help financial institutions onboard any client type in under three minutes.
HK regulator launches AML Regtech Lab
AML Regtech lab, HKMA, regtech
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The Hong Kong Monetary Authority (HKMA) has launched its Anti-Money Laundering (AML) Regtech Lab, supported by Deloitte.
Broadridge enhances Fi360 Fiduciary Focus Toolkit
OWL Analytics, regtech
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Broadridge enhances its Fi360 Fiduciary Focus Toolkit, allowing financial advisors to leverage ESG rating data from OWL Analytics.
Interactive Brokers chooses LPA Group solution for regulatory documentation
Interactive Brokers, LPA Group, NASDAQ:IBKR, regtech, regulatory documentation
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LPA’s Capmatix Doc and Data Cockpit is used by both the buyside and sellside and acts as a guard for MiFID II and PRIIPs regulations.
MultiBank to use SEPA Cyber regtech solution for licensed EMI status
EMI license, MultiBank Group, regtech, SEPA Cyber Technologies
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The full package of solutions includes a digital wallet, issuing and acquiring processing, IPG, KYC, KYB, PEP and Sanctions.
RegTech provider Napier expands in APAC
Andy Maguire, Napier, regtech
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RegTech provider Napier has continued its aggressive global expansion by opening a second APAC office within 10 months.
Broadridge integrates FundApps’ automated compliance solution
Fundapps, NYSE:BR, regtech
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Broadridge integrates FundApps’ regulatory compliance technology with Broadridge’s buy-side portfolio and order management solution.
Muinmos hires longtime CFH/Finalto exec Emil Kongelys as CTO
CFH Clearing, Emil Kongelys, Muinmos, regtech
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Emil Kongelys has over 15 years’ experience as an IT engineer in the financial services sector including almost a decade at Finalto.
