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Breaking News

Saxo Bank volumes rebound in April 2024 led by record Equities and Commodities trading

Interactive Brokers launches daily options on the CAC 40 Index

Singapore MAS adds Transport minister Chee Hong Tat to its BoD

Komainu adds Paul Frost Smith as co-CEO alongside Robert Johnson

CFI advances into South Africa with new FSCA license

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FINRA News/ Regulatory News

FINRA fines Merrill Lynch for deficient supervision of employees’ communications

Maria Nikolova Merrill fine, Merrill Lynch, MNPI 0 Comments March 31, 2021

FINRA has imposed a fine on Merrill Lynch, Pierce, Fenner & Smith for deficient supervision of employee communications.

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Saxo Bank volumes rebound in April 2024 led by record Equities and Commodities trading
May 3, 2024
Interactive Brokers launches daily options on the CAC 40 Index
May 2, 2024
Singapore MAS adds Transport minister Chee Hong Tat to its BoD
May 2, 2024
Komainu adds Paul Frost Smith as co-CEO alongside Robert Johnson
May 2, 2024
CFI advances into South Africa with new FSCA license
May 2, 2024

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