FINRA fines Citadel Securities for multiple issues with transaction reporting
FINRA fines Citadel Securities for multiple issues with correctly reporting Treasury transactions to TRACE.
FINRA fines Citadel Securities for multiple issues with correctly reporting Treasury transactions to TRACE.
Citadel Securities has agreed to a censure and a $180,000 fine to settle the matter with FINRA.
The transaction is expected to close during the fourth quarter of 2020.