Mirae Asset Securities (USA) gets a slap on the wrist for alleged Cboe BZX Exchange rule violations
Cboe BZX Exchange, Inc has posted its disciplinary decision notice regarding Mirae Asset Securities (USA) Inc.
Cboe BZX
Cboe to offer new incentive program for ETP lead market makers
Cboe plans to introduce a new incentive program that aims to enhance market quality for primarily listed ETPs on Cboe BZX Exchange.
Cboe reminds ETP issuers to comply with Executive Order 13959
Issuers of any Cboe-listed exchange traded product (ETP) that includes in its portfolio a CCMC have to comply with EO 19359.
