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CME fines Morgan Stanley for alleged violations of SEF rules

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CapFi classifies CEO personal expenses as business ones, gets $15k fine

Maria Nikolova CapFi 0 Comments October 21, 2020

FINRA fines CapFi after it misclassified its CEO personal expenses as business expenses.

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CME fines Morgan Stanley for alleged violations of SEF rules
April 19, 2024
TradingView expands market insights with NSE options data
April 19, 2024
RBC Dominion Securities to pay $30k fine for alleged violations of Cboe rules
April 19, 2024
FX liquidity test looms as North American T+1 settlement arrives
April 19, 2024
CySEC imposes €360k fine on MCA Intelifunds aka FXORO
April 19, 2024

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