Cantor Fitzgerald

Cantor Fitzgerald to pay $100k fine for alleged FINRA rule violations

Cantor Fitzgerald & Co has agreed to pay a fine of $100,000 as a part of a settlement with FINRA.

Cantor Fitzgerald & Co has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).

BGC Partners may offer and sell up to $300 million of shares under its shelf Registration Statement on Form S-3 through Cantor Fitzgerald & Co.

The SEC asks the Court to impose second-tier civil penalties on Adam Mattessich totaling $240,000.

Cantor Fitzgerald engaged in a pattern or practice of displaying, locking or crossing quotations in OTC Equity Securities.

Cantor Fitzgerald has agreed to pay a $250,000 fine as a part of a settlement with FINRA over short interest position misreporting.