UBS fined HK$9m for AML violations in Hong Kong
The Monetary Authority has taken disciplinary action against UBS AG, Hong Kong Branch ordering it to pay a penalty of HK$9 million.
AML fine
FINRA imposes $250,000 fine on Score Priority, f/k/a Just2Trade
FINRA has imposed a fine of $250,000 on Score Priority Corp, formerly known as Just2Trade Inc.
X Global fined €50,000 by CySEC for customer identification violations
X Global Markets Ltd, controlled by Samir Dbouk, operates two main websites, xglobalmarkets.com and xglobalinvest.com.
HMRC fines MT Global record £23.8M for money laundering breaches
HMRC imposes record £23.8 million fine on money services business MT Global for flouting money laundering regulations.
Interactive Brokers cooperates with DOJ inquiry concerning AML matters
Interactive Brokers expects that the resolution of the DOJ’s inquiry is not likely to have a materially adverse effect on financial results.
