Integral Wealth Securities LLC, formerly known as Amera Securities LLC, has agreed to pay a fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).

Between April 2021 and February 2025, Integral Wealth Securities failed to timely file with FINRA offering documents related to 18 private offerings. Instead of making the required filings for these offerings within 15 calendar days of the date of first sale, the firm made the filings between 14 days and 1,020 days late, with twelve of these filings made more than one year late.

Therefore, Integral Wealth Securities violated FINRA Rules 5123 and 2010.

The firm has agreed to the imposition of the following sanctions:

• a censure and
• a $20,000 fine.

Integral Wealth Securities has been a FINRA member since November 1994. The firm, which is headquartered in New York, New York, primarily engages in the sales of private placements. The firm has eight registered representatives and two branch offices.