Marex Capital Markets Inc., formerly known as ED&F Man Capital Markets Inc, has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).

Between September 2020 and October 2025, Marex inaccurately reported to the Trade Reporting and Compliance Engine (TRACE) the No Remuneration (NR) indicator, the When-Issued Transaction indicator, and certain trade modifiers on more than 46,500 transactions in TRACE-eligible U.S. Treasury securities, in violation of FINRA Rules 6730(d) and 2010.

Between September 2020 and December 2025, Marex failed to establish, maintain, and enforce a supervisory system, including written supervisory procedures (WSPs), reasonably designed to achieve compliance with FINRA Rule 6730(d), in violation of FINRA Rules 3110 and 2010.

Marex has agreed to a censure in addition to the $100,000 fine.

Marex has been a FINRA member since 2012. The firm is headquartered in New York City and employs approximately 230 registered representatives operating from 13 branch office locations.