FCA cancels permission of Regent Asset Management International Limited
The UK Financial Conduct Authority (FCA) today announced the cancellation of the Part 4A permission of Regent Asset Management International Limited.
The firm was authorised by the Authority on 17 March 2005 and had a Part 4A permission to conduct the following regulated activities:
- advising on investments (except on Pension Transfers and Pension Opt Outs);
- agreeing to carry on a regulated activity;
- arranging (bringing about) deals in investments;
- assisting in the administration and performance of a contract of insurance;
- dealing in investments as agent; and
- making arrangements with a view to transactions in investments.
The Authority has cancelled the firm’s permission because it considers that the firm is carrying on no regulated activity to which its Part 4A permission relates.
The effect of the cancellation is that the firm no longer has permission to carry on any regulated activities.
