Daniel Moran confirmed in role of ASX Chief Compliance Officer
ASX Limited advises that Daniel Moran has been confirmed in the role of Chief Compliance Officer of ASX Limited and consequently has resigned as a Company Secretary of ASX effective 1 January 2023.
Mr Moran has been acting in the role of Chief Compliance Officer since October 2022 and has now been appointed to the role in a permanent capacity, effective 1 January 2023.
Johanna O’Rourke and Lucy Barnett continue to act as Company Secretaries of ASX.
Ms O’Rourke remains the person responsible for communications with the Australian Securities and Investment Commission in relation to listing rule matters.
Daniel Moran was appointed Acting Chief Compliance Officer in October 2022, responsible for admitting new entities and quoting new products on ASX’s equity market, monitoring and enforcing compliance with ASX’s rules by listed entities and investment product issuers, enforcement action against participants for breaches of ASX’s rules, and related guidance and education activities.
He joined ASX in 2010. Mr Moran was appointed Group General Counsel and Company Secretary in October 2017, responsible for ASX’s Legal, Company Secretarial and Regulatory Policy functions. Prior to that, he was Deputy General Counsel, working across the ASX businesses with a particular focus on ASX’s corporate functions, transactions, and listings and issuers.
Before joining ASX, Mr Moran worked as a corporate and transactional lawyer at Herbert Smith Freehills in Sydney and London where he acted on acquisitions and disposals, capital raisings and restructures, as well as advising on a range of corporate legal, regulatory and governance issues.
Daniel Moran is also Executive Sponsor of ASX Giving, ASX’s employee networking group supporting staff giving, community connections and volunteering.