SEC fines Tradition Securities for Reg SHO violations
Tradition repeatedly failed to satisfy Reg SHO’s requirements for more than 1,000 short sale trades in its customers’ accounts.
Tradition
Compagnie Financière Tradition reports drop in profits in H1 2021
Compagnie Financière Tradition reported consolidated net profit of CHF 39.1 million in H1 2021, compared with CHF 51.5 million a year ago.
Compagnie Financière Tradition registers decline in revenues in H1 2021
Compagnie Financière Tradition reported adjusted revenue of CHF 491 million, down 9.9% at constant exchange rates.
Compagnie Financière Tradition registers 24% rise in net profit in 2020
Interdealer broker Compagnie Financière Tradition registered net profit of CHF 70.9 million in 2020, up 24.4% from the prior year.
