International derivatives marketplace CME Group has posted a notice of disciplinary action against Barclays Capital Inc.

On January 2, 2026, Barclays Capital Inc. did not submit transfers in a form acceptable to the Exchange.

The company was issued a $1,500 fine for its violations of Rule 853.A.6.

The relevant rule states:

“All transfers shall be reported to the Clearing House in a form acceptable to the Exchange for the type of transactions involved. The proper indicator must be included in the transfer such that the transactions, including the transaction(s) to reverse an error, clear as transfers. The clearing members involved shall maintain a full and complete record of all transactions together with all pertinent memoranda”.

The effective date of the disciplinary notice is March 20, 2026.