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Breaking News

HK regulator fines Zheshang International Financial Holdings $2.66M for regulatory breaches

HTX partners with TradingView

SGX FX hires EBS Direct head Hugh Whelan to run liquidity and data strategy

UBS’s recovery and emergency plans to be revised due to takeover of Credit Suisse

Broadridge introduces enhanced services and solution capabilities for international post-trade processing

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Regulatory News

SEC goes after Sisu Capital for breaching fiduciary duties to clients

Maria Nikolova SEC, Sisu Capital 0 Comments August 11, 2023

Sisu Capital allegedly breached its fiduciary duties to clients, including by making unauthorized and unsuitable trades in client accounts.

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HK regulator fines Zheshang International Financial Holdings $2.66M for regulatory breaches
October 15, 2024
HTX partners with TradingView
October 15, 2024
SGX FX hires EBS Direct head Hugh Whelan to run liquidity and data strategy
October 15, 2024
UBS’s recovery and emergency plans to be revised due to takeover of Credit Suisse
October 15, 2024
Broadridge introduces enhanced services and solution capabilities for international post-trade processing
October 15, 2024

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