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Breaking News

SEC imposes total of $79M in penalties on 10 firms for recordkeeping failures

Interactive Brokers to pay $20M to settle CFTC charges for recordkeeping and supervision failures

SEC imposes $800,000 fine on Maxim Group for Regulation SHO violations

BGC Group reaffirms its outlook for Q3 2023

HK regulator publishes lists of virtual asset trading platforms

Amy Yip

icap offices

Executives News

TP ICAP appoints Amy Yip to Board’s Audit Committee, Remuneration Committee

Maria Nikolova Amy Yip, featured, TP ICAP 0 Comments September 1, 2023

Amy Yip has been appointed as a member of the Board’s Audit Committee, Nominations & Governance Committee, and Remuneration Committee.

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Institutional News

TP ICAP hires Amy Yip as Independent Non-Exec Director

Maria Nikolova Amy Yip, featured, TP ICAP 0 Comments July 24, 2023

TP ICAP today announced the appointment of Amy Yip as an Independent Non-executive Director and APAC Workforce Engagement Director.

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LATEST NEWS

SEC imposes total of $79M in penalties on 10 firms for recordkeeping failures
September 29, 2023
Interactive Brokers to pay $20M to settle CFTC charges for recordkeeping and supervision failures
September 29, 2023
SEC imposes $800,000 fine on Maxim Group for Regulation SHO violations
September 29, 2023
BGC Group reaffirms its outlook for Q3 2023
September 29, 2023
HK regulator publishes lists of virtual asset trading platforms
September 29, 2023

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